SUPERVISORY ANALYST

This role is regulated by FINRA

As a Barclays Supervisory Analyst, you will have the opportunity to be involved in the SA sign-off and editorial input on equity research produced globally. You will amend research to comply with US regulatory requirements. The Research Production team and within it the Supervisory Analyst team, ensure that all research reports that are released by the department are done so in a professional and compliant manner, both in delivery, and in terms of content.

Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us. We've helped millions of individuals and businesses thrive, creating financial and digital solutions that the world now takes for granted. An important and growing presence in the USA, we offer careers providing endless opportunity.

WHAT WILL YOU BE DOING?

• Amending research to comply with US regulatory requirements (the key function of the Supervisory Analyst role)

• Making the presentation of the argument more commercial as well as ensuring it reads well in English

• Screening companies mentioned in each report and routing research through to the compliance control room, where it is necessary 

• Distributing research through the easy-to-use channels created for SA approval 

• Liaising with analysts over issues unearthed in research (from SA points around M&A discussion, to number inconsistencies, and the logic and clarity of their arguments)

• Liaising with other members of the SA and research production team to ensure that research sent out is of the highest quality in terms of compliance, content and format

• Approving models, PowerPoint presentations, as well as blast voicemails where appropriate and feasible

• Approving recordings/ webcasts/ podcasts for distribution to clients

WHAT WE’RE LOOKING FOR:

• Series 16 certification a pre-requisite. Series 4 and 24 is a plus

• 2+ years of experience in editorial skills. Ability to rewrite content to maximize commercial impact

• 2+ years of experience in a multi-national investment bank producing equity and fixed income research

• Fluency in HTML publishing platforms, Microsoft Office including Outlook, Word, PowerPoint and Excel

SKILLS THAT WILL HELP YOU IN THE ROLE:

• Experience in production and DTP

• Highly organized approach to work, awareness of confidentiality issues 

• Highly proactive, motivated, hard-working, committed, flexible, and can-do approach; ability to think laterally and identify potential issues within research material

• Ability to build good relationships with internal peers and research analysts alike

WHERE WILL YOU BE WORKING?

You will be working at our Americas Headquarters at 745 Seventh Avenue. This 37-story office tower is located in Times Square in the heart of Manhattan and features a cafeteria and fitness center.

We’re a global, vital and highly respected financial organisation with an inspiring Purpose. Operating in 50 countries and employing around 83,000 people across the world, we help communities, individuals and businesses thrive. And we’ve created financial solutions and technology that the world now takes for granted. A career with us can offer incredible variety, depth and breadth of experience, and the chance to learn from some of the best minds in technology and finance.