As a Barclays TTRO Conformance Testing, you will be responsible for ensuring the completeness, accuracy and timeliness of reporting to US regulators. You will provide oversight and governance of 9 US regulations across Equities, Options and Fixed Income Products and is responsible for executing key controls, generating relevant MI, performing root cause analysis, escalating key issues to the business and management and coordinating relevant IT fixes.
Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us. We've helped millions of individuals and businesses thrive, creating financial and digital solutions that the world now takes for granted. An important and growing presence in the USA, we offer careers providing endless opportunity.
What will you be doing?
Managing critical and complex Group regulatory reporting requirements and meeting internal and external demands and deadlines
Maintaining good knowledge and understanding of regulatory and market developments impacting on US FINRA regulations including CAT, ACT, LOPR, EBS, TRACE
Managing the day to day Trade and Transaction Reporting issues, providing management with updates and escalating where necessary. Generating and analyzing reporting data and producing required management information
Reviewing daily CAT exceptions and control reports
Designing, operating and implementing all needed controls for completeness, timeliness and accuracy of reporting with a good understanding of the department’s RCSA process
Reviewing and enhancing processes, Operating Procedures, Checklists and Reports to ensure they are accurate and current
Managing various MI creation and distribution capturing Reporting, timeliness and accuracy
What we’re looking for:
Bachelor’s Degree or equivalent
Proficient in MS applications, particularly Outlook, Excel, PowerPoint and Word
Detailed oriented individual with Financial services experience particularly Investment Banking
Proven ability to build, maintain and enhance relationships at all levels including interacting effectively with other key areas within the bank
Skills that will help you in the role:
2+ years’ experience working in Investment Bank, Compliance, Operations, or Risk and Control Function
1+ years’ experience in Regulatory Reporting or Regulatory for FINRA reporting
Experience with Equities, Options or Fixed Income Products, understanding of the trade lifecycle and the functions and front to back process in investment banking
Ability to influence others and work under pressure independently with excellent written and verbal communication skills
Where will you be working?
At Barclays, we are proud to be redefining the future of finance and here at Whippany we are defining the future of the workplace and the future of the way we work and live. We are creating a unique community, one of four strategic tech-enabled hubs that will redefine opportunity for everyone who works here. Whatever you do at Whippany, you’ll have every chance to build a world-class career in this world-class environment.
We’re a global, vital and highly respected financial organisation with an inspiring Purpose. Operating in 50 countries and employing around 83,000 people across the world, we help communities, individuals and businesses thrive. And we’ve created financial solutions and technology that the world now takes for granted. A career with us can offer incredible variety, depth and breadth of experience, and the chance to learn from some of the best minds in technology and finance.