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Banking Front Office Risk and Controls Sr. Associate/VP - Banking Americas (COO Office)

Mizuho

Mizuho

Banking Front Office Risk and Controls Sr. Associate/VP - Banking Americas (COO Office)

New York, NY
Full Time
Paid
  • Responsibilities

    Join Mizuho as a Front Office Risk and Controls Associate/VP . In this role you will report to the VP of Front Office Risk and Controls within our Investment and Corporate Banking group. You will be primarily responsible for providing regulatory and compliance advice to the Investment and Corporate Banking group as well as coordinating responses to regulatory exams and internal audits. This is a front office 1LOD role.

    Key Responsibilities:

    • Advise on regulatory and compliance requirements to business units to ensure conformance to regulatory expectations

    • Assist with responses to information requests and reviews from internal audit, regulators, and other business stakeholders

    • Assist in drafting responses to regulatory inquiries

    • Draft and maintain policies and procedures

    Experience:

    • Minimum of 5 years of substantive experience in Front Office, Business Management, Audit, or regulatory compliance function

    • Knowledge of investment and corporate banking products and services (e.g. capital markets, M&A, credit, etc.)

    • Familiarity with regulatory and compliance framework for investment and corporate banking

    • Excellent communication skills (both verbal and writing)

    • Ability to thrive in a fast paced environment with tight deadlines

    The expected base salary ranges from $100K-$190K. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.

    OTHER REQUIREMENTS

    Mizuho has in place a remote working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations.

    COMPANY OVERVIEW

    Mizuho Americas is a leading financial institution comprising several legal entities, which together offer clients corporate and investment banking, financing, securities, treasury services, asset management, research and more. Mizuho’s operations in the Americas connect a broad client base of major corporations, financial institutions and public sector groups to local markets and a vast global network. Mizuho Americas is an integral part of the Japan-based Mizuho Financial Group, Inc. (NYSE: MFG), which is comprised of offices in nearly 40 countries, approximately 60,000 employees, and assets of more than USD 1.8 trillion. Learn more at mizuhoamericas.com.

    Mizuho Bank Ltd. offers a competitive total rewards package.

    We are an EEO/AA Employer -M/F/Disability/Veteran.

    We participate in the E-Verify program.

    We maintain a drug-free workplace and perform pre-employment substance abuse testing.

  • Industry
    Financial Services
  • About Us

    We are a leading global bank, with one of the largest customer bases in Japan, and a global network of financial and business centers. We continue to pride ourselves on our "customer first" principle as a centerpiece in servicing both our individual and corporate customers, with the goal of becoming their most trusted bank.