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Compliance Branch Activities Intern- Summer 2023

Stifel Financial Corp.

Stifel Financial Corp.

Compliance Branch Activities Intern- Summer 2023

Saint Louis, MO
Internship
Paid
  • Responsibilities

    SUMMARY

    Stifel's Compliance department is responsible for ensuring that the firm and its associates conform to all applicable laws, rules, and regulations.

    The Compliance Branch Activities Intern will represent Stifel by performing a wide variety of complex and confidential administrative duties in support of the functional area. This position will have the opportunity to work in other service areas and develop professionally by contributing to projects that support the business.

    ESSENTIAL DUTIES AND RESPONSIBILITIES

    • Learn various job functions within the Financial Services industry.

    • Apply academic knowledge and learn new skills by contributing to various projects.

    • Research various legal, regulatory, and other topics within functional area and industry.

    • Attend training and development presentations to enhance professional competencies.

    • Assist in preparation of reports.

    QUALIFICATIONS

    • Learn about various processes and functions within the financial industry and develop professionally by contributing to projects that support the business.

    • Knowledge and understanding of asset allocation concepts.

    • Ability to communicate effectively in writing as appropriate for the needs of the audience.

    • Ability to combine pieces of information to form general rules or conclusions.

    • Ability to use logic and reasoning to identify the strengths and weaknesses of alternative solutions, conclusions, or approaches to problems.

    EDUCATION AND/OR EXPERIENCE

    • High School Diploma or equivalent. Pursuing Bachelor's Degree in Business Administration or related field

    SYSTEMS AND TECHNOLOGY

    • Proficient in Microsoft Excel, Word, PowerPoint, Outlook
  • Industry
    Financial Services
  • About Us

    Stifel is a more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients’ money as if it were our own, coined by our namesake, Herman Stifel, our success – and 26 years of continual growth – is intimately tied to our commitment to helping families, companies, and municipalities find their own success.

    While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let’s talk about how you can find your place here at Stifel, where success meets success.