Job Description

The Investment Operations Associate interacts with Financial Representative teams and FPS team members to complete investment paperwork and analysis tasks for their clients.

ROLES AND RESPONSIBILITIES

• Complete, submit, and track new account investment paperwork
• Interpret and input client information into financial planning software
• Complete trade tickets for submission to Operations department
• Assist with service-related tasks for client investment accounts
• Assign tasks to team members as tasks are requested
• Create Investment Policy Statements for investment advisory accounts using Envestnet
• Provide Morningstar reports for client portfolios
• Tackle any other service and operational tasks that surface with help from teammates

QUALIFICATIONS - REQUIRED

• Strong analytical, problem solving, and written and verbal communication skills, with the ability to work well with others
• Strong organizational and time management skills with the ability to set priorities and meet deadlines
• Strong attention to detail, accuracy and reliability with the ability to thrive in a fast-paced environment

PREFERRED

• Life, Accident & Health insurance licenses
• Associate Financial Representative contract
• Bachelor’s Degree in business, finance and/or equivalent work experience
• Series 6 or 7, and 63

Company Description

Northwestern Mutual has had a presence in the Twin Cities, Southern Minnesota and Western Wisconsin since 1883. The Twin Cities Network Office is located in Eau Claire, WI with Minnesota District Offices in Edina, Mankato, and Rochester; and Wisconsin District Offices in La Crosse and Eau Claire. Additionally, we have offices in Marshall, Owatonna, White Bear Lake, Winona and Hudson, each serving their communities with the products and services offered through Northwestern Mutual. Northwestern Mutual - Twin Cities serves as an example throughout the network, having been a pilot for various projects as well as sharing the success stories of our procedures across the nation – from training and ongoing support via our management team to renowned expertise in the area of investment services.