SUMMARY

Under general supervision the Portfolio Analyst is responsible for investment management on a national team of Financial Advisors. Under active and direct guidance from the Senior Partners, the analyst fulfills a wide range of analytical assignments and data collection, also while performing administrative duties integral to the team’s portfolios, including trading.

ESSENTIAL DUTIES & RESPONSIBILITIES

• Organize and assist in the maintenance of complete client account and trade-related records for the Financial Advisors and certain required files for the branch office.

• Perform various administrative and operational duties integral to portfolio maintenance (i.e. trading, model changes, system maintenance).

• Provide reports and other information to the Financial Advisors, as needed.

• Build and maintain Excel-based investment models

• Under direct supervision, writes investment summaries for the Financial Advisors and clients on team’s investment process, investment outlook, portfolio changes, and investment results.

• Critically examines current holdings to evaluate whether action is warranted.

• Manage risk and ensure adherence to company policies and regulations in day-to-day business activity.

QUALIFICATIONS

• Customer and Personal Service - Knowledge of principles and processes for providing customer and personal services. This includes customer needs assessment, meeting quality standards for services, and evaluation of customer satisfaction.

• Time Management - Managing one’s own time and priorities to ensure the meeting of deadlines.

• Oral and Written Expression - The ability to communicate information and ideas in spoken or written form so that others will understand.

• Basic knowledge of investment products.

• General understanding of the investment brokerage industry and security regulations

EDUCATION & EXPERIENCE

• High School Diploma or equivalent experience required; Bachelor's Degree strongly preferred.

• 5 years of related experience or equivalent combination of experience and education preferred.

LICENSES & CREDENTIALS

• Series 7 & Series 66 required (or ability to obtain within 9 months of hire)

SYSTEMS & TECHNOLOGY

• Adept in Microsoft Outlook and Microsoft Office Suite including the ability to enter, edit and report data in personnel software/database and the ability to create and maintain simple spreadsheets.

Stifel is a more than 130 years old and still thinking like a start-up. We are a global wealth management and investment banking firm serious about innovation and fresh ideas. Built on a simple premise of safeguarding our clients’ money as if it were our own, coined by our namesake, Herman Stifel, our success – and 26 years of continual growth – is intimately tied to our commitment to helping families, companies, and municipalities find their own success.

While our headquarters is in St. Louis, we have offices in New York, San Francisco, Baltimore, London, Frankfurt, Toronto, and more than 400 other locations. Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more. Let’s talk about how you can find your place here at Stifel, where success meets success.