Seeking a VP level Regulatory Reporting professional. Responsibilities include:
Regulatory Reporting, responsibilities including:
Preparation of daily 15c3-1 daily net capital computation for US Broker Dealer.
Weekly and month end preparation of the 15c3-3 customer reserve calculation.
Compute moment-to-moment capital charges on underwriting deals and track confirmed sales on underwriting deals.
Run and manage Axiom software for regulatory haircuts and charges.
Prepare the monthly and quarterly regulatory reports.
Reconcile trade details to general ledger to ensure adequacy of accounting records.
Qualifications:
Regulatory or Accounting experience in the financial industry
Series 27 must be obtained prior or after employment. Bachelor's degree in Accounting or Finance Microsoft Excel proficient
Coordination with multiple groups across the organization to confirm financial data and static data for regulatory reports.
Maintenance/update procedure documentation related to new regulatory requirements to ensure firm’s compliance.
Participate in the research and implementation of new and revised regulatory reporting requirements, as well as the evaluation of regulatory requirements for new products/transactions
Ad hoc projects and reporting, as requested.
Communication with FINRA and other regulators.
The expected base salary ranges from $77,000 - $145,000. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.
Other requirements
Mizuho has in place a remote working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations.
Company Overview
Mizuho Americas is a leading financial institution comprising several legal entities, which together offer clients corporate and investment banking, financing, securities, treasury services, asset management, research and more. Mizuho’s operations in the Americas connect a broad client base of major corporations, financial institutions and public sector groups to local markets and a vast global network. Mizuho Americas is an integral part of the Japan-based Mizuho Financial Group, Inc. (NYSE: MFG), which is comprised of offices in nearly 40 countries, approximately 60,000 employees, and assets of more than USD 1.8 trillion. Learn more at mizuhoamericas.com.
Mizuho Bank Ltd. offers a competitive total rewards package.
We are an EEO/AA Employer - M/F/Disability/Veteran.
We participate in the E-Verify program.
We maintain a drug-free workplace and perform pre-employment substance abuse testing.
We are a leading global bank, with one of the largest customer bases in Japan, and a global network of financial and business centers. We continue to pride ourselves on our "customer first" principle as a centerpiece in servicing both our individual and corporate customers, with the goal of becoming their most trusted bank.