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Specialist, Global Regulatory Risk And Compliance

Sei

Specialist, Global Regulatory Risk And Compliance

Oaks, PA
Full Time
Paid
  • Responsibilities

    Specialist, Global Regulatory Risk and Compliance SEI 212 reviews - Oaks, PA SEI is a leading global provider of outsourced asset management, investing processing and investment operations solutions. SEI Investment Manager Services, a division of SEI (www.seic.com), provides total operations outsourcing solutions to global investment managers and is a leading provider of accounting and administrative services to the investment management industry. The GRRC Regulatory Compliance Specialist is responsible for ensuring the successful and accurate completion of certain compliance and administrative servicing requirements for investment manager products for assigned funds. This individual will operate in a team environment and rely heavily on the use of the micro-computer and various software packages. The responsibilities for this position include, but are not limited, to the following: * Perform tasks associated with supporting GRRC services Assist in the development, implementation and maintenance of robust regulatory compliance policies and procedures in accordance with US and EU regulations Research, investigate and provide recommendations in relation to regulatory compliance queries * Serve as client regulatory operational contact and maintain good relationships with clients * Meet regulatory reporting deliverables for all services * Prepare ad-hoc regulatory reports and other deliverables * Resolve problems and errors on a timely basis (with documentation) * Assist supervisors with work reviews * Test Regulatory Reporting module enhancements as part of the on-going release process * Support service model for various products (mutual funds, hedge funds, private equity) * Support department leadership with continuous improvement initiatives and ongoing establishment and maintenance of procedures as needed Ability to deliver to tight deadlines with a high level of accuracy Some Travel required Position Requirements Position Requirements: * BS/BA degree in accounting, finance or related field * Minimum of 2 years of related work experience * Ability to understand and interpret regulations, regulatory guidance and apply such in a practical manner in an operational environment * Demonstrated ability to produce high quality output * Detail oriented * Ability to perform detailed reviews of financial data and detect inaccurate or missing items * Ability to recognize potential problems and escalate them to the appropriate levels

    • Ability to work under pressure and manage multiple tasks simultaneously * Solid interpersonal skills * Strong client service skills * Knowledge of the investment management industry * Experience with Sungard InvestOne, InvestTier, Investran and SS&C Advent Geneva systems a plus * Willingness to learn new systems, concepts and broaden knowledge in the industry Excellent team player with ability to take ownership of role and work under own initiative * Strong verbal and written communication skills * Working knowledge of the Microsoft Office Suite with emphasis on Excel and Word Physical Demands and Work Environment While performing the duties of this job, the work environment may require an individual to move around the office and from building to building which may expose the individual to weather conditions outside. The individual has to be able to sit or be stationary at a computer and use computers for extended periods of time and occasionally lift and/or move up to 20 pounds. The noise level in the environment is moderate and the individual must be able to communicate and exchange information with people in person and over the telephone and email. SEI is an equal opportunity / affirmative action employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law. We are an Equal Opportunity Employer and do not discriminate against any employee or applicant for employment because of race, color, sex, age, national origin, religion, sexual orientation, gender identity, status as a veteran, and basis of disability or any other federal, state or local protected class. 11 hours ago - save job - original job Apply On Company Site Other jobs you may like SAP Global Risk & Compliance (GRC) Process C... Pfizer - Collegeville, PA 4 days ago SAP Global Risk & Compliance (GRC) Process C... Pfizer Inc. - Collegeville, PA 4 days ago HR Analyst - Compliance & Onboarding PJM Interconnection, LLC - Audubon, PA 4 days ago Assistant Compliance Manager Ferrandino & Son - Norristown, PA 3 days ago Easily apply Compliance Specialist Friends Services for the Aging - Blue Bell, PA 30+ days ago Easily apply * Specialist jobs in Oaks, PA * Jobs at SEI in Oaks, PA * Specialist salaries in Oaks, PA SEI SEI 212 reviews SEI (NASDAQ:SEIC) is a leading global provider of investment processing, investment management, and investment operations solutions that... Let employers find you Thousands of employers search for candidates on Indeed Upload Your Resume
  • Industry
    Financial Services