Operations Enterprise Operations Client Due Diligence CIP Rolling Review Team Analyst Salt Lake City Location(s) US-UT-Salt Lake City Job ID 2018-43906 Schedule Type Full Time Level Analyst Function(s) Operations Region Americas Division Operations Business Unit Client Due Diligence Ops Employment Type Employee MORE ABOUT THIS JOB OPERATIONS Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve the firms assets and its reputation. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow. YOUR IMPACT If you are looking to apply your due diligence skills while also learning about the changing regulatory landscape, our CIP Rolling Review team would like to invite you to apply for a position on the team. We are seeking a professional who can work with our clients to review and refresh their KYC information on file. This position offers the opportunity to mitigate the risks at the firm while collaborating with colleagues across the Business, Operations and Compliance divisions. OUR IMPACT As a member of the CIP Rolling Review team, the individual will specialize in the review of KYC information on file for existing clients. The individual will work directly with our clients, sales and operational partners in a fast paced environment with precision and accuracy. The ability to prioritize, meet deadlines and communicate to all levels of the organization, including sales, legal and compliance, is critical. We believe this structure provides our people with enhanced development opportunities to broaden their knowledge base, as well as provide a best in class operational client service. RESPONSIBILITIES AND QUALIFICATIONS HOW YOU WILL FULFILL YOUR POTENTIAL Ensure due diligence is performed on the Firms existing clients to comply with Know Your Customer regulations Develop expertise in the Firms Know Your Customer/Customer Identification due diligence policies Communicate with internal and external clients to obtain relevant documentary requirements in line with current policies Propose and act upon process improvements/efficiencies Participate in regular meetings with CIP Rolling Review regional and global team members Work closely with regional managers to ensure CIP Rolling Review case review targets are on track and being progressed Take ownership of an agreed upon workload ensuring it is processed to completion within timelines SKILLS AND EXPERIENCE WE ARE LOOKING FOR Basic Qualifications Bachelor's degree required Prefer 2 years of work experience in Operations or related field Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail Aptitude for building relationships and ability to communicate complex issues to a wide array of internal clients with differing levels of product experience Self-motivated and proactive team player who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities Flexible; able to work well under pressure in a team environment Proficiency using the Microsoft Office Suite in particular Excel, PowerPoint and Microsoft Word Preferred Qualifications Experience in Client Onboarding/Customer Identification Program processes Knowledge of Portuguese or Spanish Accuracy and attention to detail Strong client service orientation Strong written and verbal communication skills Prudent in escalating potential risk to the Firm Securities registrations ABOUT GOLDMAN SACHS The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. © The Goldman Sachs Group, Inc., 2018. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.