The focus of the Analyst is to work with business owners to develop and execute EUC solutions to solve business deficiencies and provide technical support to cross-functional teams and management.

• Encompasses the Tax Services and Government Reporting functions for the department
• Performs analysis and development tasks for TD Ameritrade’s brokerage applications and systems
• Understand special agreements and file specifications between TD Ameritrade, third parties, and/or the Client/Advisor(s)
• Successful and accurate processing and reconciliation is critical to TD Ameritrade’s brand value and Regulatory compliant name it withholds in the industry
• Provides a mechanism for the department to enhance systems and processes in efforts to remain compliant with industry Regulations as well as make strides in Client value streams
• Manage towards forecasted and stated project goals
• Handle issue resolution type of requests where business solutions are required on the fly
• Interacts with external clients primarily through trade processing or answering business calls/emails

Responsibilities: 

• Constant analysis of processes, system changes, third party system changes and specific processing requirements
• Perform application design tasks of a moderate to high complexity which may require research and analysis
• Analyze and interpret process information and appropriate setup in TD Ameritrade systems
• Perform system design and specification development, program logic and flow-charting, testing, debugging, and documentation
• Works independently and with supervisory review on moderate to highly complex programming tasks. Provides analysis of problems and recommends solutions.  Prepares program specifications and develops coding logic flowcharts
• Work closely with internal and external business partners to develop risk management tools, processes, and procedures
• Evaluate errors and assist in identifying sources and remediation of causes
• Escalate procedural deficiencies and offer solutions
• Identify, mitigate, and remediate system issues affecting the client/advisor or business units request, inquiry, etc.
• Providing technology or process enhancement solutions to Management
• Prepare business partners for change in process in response to system changes or Regulatory requirements
• Work closely with external business partners to align processes and procedures to benefit customer base

REQUIREMENTS:

• Series 7 & 63 preferred or able to obtain within 6 months
• High School Diploma or Equivalent
• 1 to 3 years Brokerage Experience
• Military education or experience may be considered in lieu of civilian requirements listed

At TD Ameritrade we help individual investors pursue their financial goals through our brokerage subsidiaries. For more than 40 years we have been serving individual investors – from the first-time investor to the sophisticated trader, and from the “do-it-yourself” to the “do-it-for-me” investor. We offer a broad range of investment tools and services – all at a great value.

We engage with our clients in many different ways including online, on-the-go via mobile applications, over the phone or through independent registered investment advisors. Our clients choose how they want to work with TD Ameritrade – not the other way around.