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Compliance Analyst

Third Bridge

Compliance Analyst

Los Angeles, CA
Full Time
Paid
  • Responsibilities

    Job Description

    Position Overview

    At Third Bridge, our Legal and Compliance framework is an integral part of our business; as such we are looking to hire an Analyst to join our Third Bridge Connections Compliance team to be based in New York or Los Angeles. The main purpose of this role is to support the compliance requirements of the business across all our international offices.

    SKILLS

    • Organized with excellent attention to detail
    • Ability to develop strong working relationships across the organization working    with individuals at all levels and across offices
    • Excellent oral and written communication skills
    • Ability to identify risks and apply strategies or seek guidance to minimize them
    • Ability to prioritize competing goals and interests and manage time effectively

    RESPONSIBILITIES

    • Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client specific processes, and responding in a timely manner
    • Answering day-to-day legal and compliance queries from business units and clients
    • Delivering compliance training to new and existing employees
    • Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes
    • Reviewing clients’ compliance procedures in a critical manner to improve and implement them
  • Qualifications

    Qualifications

    • Bachelor's Degree
    • Previous legal or compliance experience strongly preferred
    • Law or other graduate degree preferred

    Additional Information

    The successful candidate must, by the start of the employment, have permission to work in the country they are applying

    We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway and we will be happy to consider your application.  

  • Industry
    Human Resources