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Compliance Specialist

Learn more about Capital Group
Capital Group

Capital Group

Compliance Specialist

Los Angeles, CA
Full Time
Paid
  • Responsibilities

    “I can be myself at work.”

    You define yourself by more than just a job title, and we want you to feel comfortable bringing your true self to work. We value your talents, your traditions and your take on the world ̶ everything that makes you unique. We’re working hard to advance diversity, equity and inclusion in our organization and our communities because we know that what makes us different makes us better.

    We want you to feel a strong sense of belonging. We value and welcome your experiences, ideas and identity. Over 40 employee resource groups unite our people and help to develop our collective empathy through unfiltered conversations about race, ethnicity, gender, gender identity, sexual orientation, faith, disabilities, mental health and so much more.

    “I can influence my income.”

    You want to feel recognized at work. Your performance will be reviewed annually, and your compensation will be designed to motivate and reward the value that you provide. You’ll receive a competitive salary, bonuses and benefits. Your company-funded retirement contribution will be the equivalent of 15% of your annual pay (including bonuses).

    “I can lead a full life.”

    You bring unique goals and interests to your job and your life. Whether you’re raising a family, you’re passionate about where you volunteer, or you want to explore different career paths, we’ll give you the resources that can set you up for success.

    • Enjoy generous time-away and health benefits from day one, with the opportunity for flexible work options

    • Receive 2-for-1 matching gifts for your charitable contributions and the opportunity to secure annual grants for the organizations you love

    • Access on-demand professional development resources that allow you to hone existing skills and learn new ones

    NOTE: We value flexibility and have a menu of options for our associates to leverage to help set up their work-life balance. Our associates enjoy a hybrid approach with three days in the office on a weekly basis. We encourage you to discuss the specific guidelines for your role throughout your interview process.

    “I can succeed as a Compliance Specialist at Capital Group.”

    You will work independently on assignments, complex projects, and other compliance related activities. You will be engaged with a cross-functional team and share responsibility for a variety of regulatory filings. You have experience in reviewing, implementing, and monitoring compliance policies.

    “I am the person Capital Group is looking for.”

    • You will play a critical role in researching filing requirements to ensure all necessary documentation and procedures are adhered to.

    • You will be responsible for monitoring, identifying and overseeing aspects of compliance for our Canadian business.

    • You have experience researching, collecting and reviewing documents for regulatory compliance, exams, and audits.

    • You will partner with internal departments to ensure they are familiar with compliance policies and regulations.

    • You have experience reviewing compliance policies and manuals and can help assess compliance with such policies.

    • You will analyze new regulations and the impact of implementation to business practices.

    • You will play a critical role in supporting our clients’ needs by assisting internal business departments with responses to inquiries and requests.

    • You will be a point of contact for both internal associates and external parties with regard to compliance matters.

    “I can apply in less than 4 minutes.”

    You’ve reviewed this job posting and you’re ready to start the candidate journey with us. Apply now to move to the next step in our recruiting process. If this role isn’t what you’re looking for, check out our other opportunities and join our talent community.

    “I can learn more about Capital Group.”

    At Capital Group, the success of the people who invest with us depends on the people in whom we invest. That’s why we offer a culture, compensation and opportunities that empower our associates to build successful and prosperous careers. Through nine decades, our goal has been to improve people’s lives through successful investing. We know that our history is a testament to the strength of the people we hire. More than 7,800 associates in 30+ offices around the world help our clients and each other grow and thrive every day. Find us on LinkedIn, Glassdoor, FairyGodBoss, DiversityJobs and Instagram.

  • Industry
    Investment Management
  • About Us

    Through nine decades, Capital Group’s goal has been to improve people’s lives through successful investing. We know that our history is a testament to the strength of the people we hire. Private ownership allows us to keep our eyes on the long term while more than 7,800 associates in 30+ offices around the world help our clients and each other grow and thrive every day.