Sorry, this listing is no longer accepting applications. Don’t worry, we have more awesome opportunities and internships for you.

Fixed Income Portfolio Compliance Specialist

Learn more about Capital Group
Capital Group

Capital Group

Fixed Income Portfolio Compliance Specialist

Los Angeles, CA
Full Time
Paid
  • Responsibilities

    REQ ID: 37544

    LOCATION: Los Angeles, CA

    OTHER LOCATION(S): N/A

    RELOCATION BENEFITS OFFERED: Yes

    TRAVEL REQUIRED: None

    I CAN BE MYSELF AT WORK.”

    You define yourself by more than just a job title, and we want you to feel comfortable bringing your true self to work. We value your talents, your traditions and your take on the world ̶ everything that makes you unique. We’re working hard to advance diversity, equity and inclusion in our organization and our communities because we know that what makes us different makes us better.

    We want you to feel a strong sense of belonging. We value and welcome your experiences, ideas and identity. Over 40 employee resource groups unite our people and help to develop our collective empathy through unfiltered conversations about race, ethnicity, gender, gender identity, sexual orientation, faith, disabilities, mental health and so much more.

    I CAN INFLUENCE MY INCOME.”

    You want to feel recognized at work. Your performance will be reviewed annually, and your compensation will be designed to motivate and reward the value that you provide. You’ll receive a competitive salary, bonuses and benefits. Your company-funded retirement contribution will be the equivalent of 15% of your annual pay (including bonuses).

    I CAN LEAD A FULL LIFE.

    You bring unique goals and interests to your job and your life. Whether you’re raising a family, you’re passionate about where you volunteer, or you want to explore different career paths, we’ll give you the resources that can set you up for success.

    • Enjoy generous time-away and health benefits from day one, with the opportunity for flexible work options
    • Receive 2-for-1 matching gifts for your charitable contributions and the opportunity to secure annual grants for the organizations you love
    • Access on-demand professional development resources that allow you to hone existing skills and learn new ones

    COVID-19 HIRING: OUR RECRUITING AND ONBOARDING ACTIVITIES ARE VIRTUAL DURING THE PANDEMIC AND WE’VE TRANSITIONED TO A WORK-FROM-HOME ENVIRONMENT UNTIL FURTHER NOTICE. WE ARE OFFERING GENEROUS WORK-FROM-HOME BENEFITS TO IMPROVE OUR ASSOCIATE’S ABILITY TO WORK REMOTELY.

    I CAN SUCCEED AS A FIXED INCOME PORTFOLIO COMPLIANCE SPECIALIST AT CAPITAL GROUP.”

    As a Fixed Income Portfolio Compliance Specialist, you will play a critical role in the Fixed Income Portfolio Compliance team and the broader Global Investment Control department within Investment Operations. By providing technical expertise and risk management to resolve immediate operations issues and mitigate future risk. You will maintain a consistent view into key metrics and trends that are the underlying drivers for the volume and risk within Fixed Income Portfolio Compliance. You’ll assess evolving market practices and leverage relationships with the Investment Group, Trading and Legal Compliance to identify areas that require change or improvements related to portfolio compliance processes. You’ll also partner with our Technology teams to identify issues and implement/prioritize technical enhancements.

  • Qualifications

    I AM THE PERSON CAPITAL GROUP IS LOOKING FOR.”

    • You have a bachelor’s degree in business, finance, or related field.
    • You have a solid background in financial services, knowledge of fixed income instruments, markets, and the investment process.
    • You’re a people leader. You’ve either directly or indirectly managed a range of experience levels, capabilities, and working styles.
    • Your background includes plenty of examples of times when you’ve taken initiative to raise issues, solve problems and get things done. Your colleagues turn to you for sound recommendations.
    • You are a progressive thinker with a passion for streamlining processes and leveraging relationships to navigate changes.
    • When developing a vision, you consider long term impacts and make a personal commitment to exploring diverse perspectives and dissenting viewpoints.
    • You’ll leverage and integrate partnering functions to encourage optimal initiative delivery.

    "I CAN APPLY IN LESS THAN 4 MINUTES."

    You've reviewed this job posting and you're ready to start the candidate journey with us. Apply now to move to the next step in our recruiting process. If this role isn't what you're looking for, check out our other opportunities and join our talent community.

    "I CAN LEARN MORE ABOUT CAPITAL GROUP."

    At Capital Group, the success of the people who invest with us depends on the people in whom we invest. That's why we offer a culture, compensation and opportunities that empower our associates to build successful and prosperous careers. Through nine decades, our goal has been to improve people's lives through successful investing. We know that our history is a testament to the strength of the people we hire. More than 7,800 associates in 30+ offices around the world help our clients and each other grow and thrive every day. Find us on LinkedIn, Glassdoor, FairyGodBoss, DiversityJobs and Instagram.

    We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law.

  • Industry
    Investment Management
  • About Us

    Through nine decades, Capital Group’s goal has been to improve people’s lives through successful investing. We know that our history is a testament to the strength of the people we hire. Private ownership allows us to keep our eyes on the long term while more than 7,800 associates in 30+ offices around the world help our clients and each other grow and thrive every day.