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Intern – Compliance Summer 2021

The TCW Group

Intern – Compliance Summer 2021

Los Angeles, CA
Internship
Paid
  • Responsibilities

    TCW’s Summer Internship Program

    TCW is a leading global asset management firm with nearly five decades of investment experience and a broad range of products across fixed income, equities, emerging markets and alternative investments. Through the MetWest and TCW Fund Families, TCW manages one of the largest mutual fund complexes in the U.S. TCW’s clients include many of the world’s largest corporate and public pension plans, financial institutions, endowments and foundations, as well as financial advisors and high net worth individuals. As of September 30, 2020, TCW had total assets under management of $235 billion. TCW is headquartered in Los Angeles, and has offices in New York, Boston, Chicago, London, Milan, Singapore, Hong Kong, Tokyo, and Sydney.

    At TCW, we believe that the best results and service for our clients are generated by collaborative, diverse teams who bring a variety of perspectives to the table on a daily basis. This is precisely why TCW continuously strives to create an inclusive culture that brings out the best in all of us.

    TCW sponsors a summer internship program for undergraduate and graduate students desiring to pursue a career in asset management or a related field. Along with the valuable learning experience the interns gain with their assigned groups, TCW arranges a program of events designed to enhance the summer experience with us. Interns enjoy opportunities to meet directly with some of our senior executives, attend classes/lecture series led by key investment personnel at our firm, and enjoy networking events. The summer intern program typically runs from mid-June through mid-August, a total of 8-10 weeks.

    Primary Responsibilities:

    For summer 2021 in our downtown Los Angeles office, we have one internship position within our Compliance department. The intern will work under the guidance of the senior members in the Compliance department and will work on a wide range of compliance functions involving broker dealer compliance, marketing and advertising review, policy review and testing, research related to domestic and international compliance issues, and other compliance related matters that senior compliance staff assign.

  • Qualifications

    We are seeking a rising 2nd or 3rd Year law student interested in Compliance within the Asset Management or Finance industry. The ideal candidate must have a familiarity with the financial laws and/or products. Prior understanding of SEC and FINRA Rules and Regulations is a plus but not required.

    EOE, including disability/vets. Please visit www.tcw.com for more information.

  • Industry
    Investment Management
  • About Us

    TCW is a leading global asset management firm with a broad range of products across fixed income, equities, emerging markets and alternative investments. With more than four decades of investment experience, TCW today manages over $194 billion in client assets. Through MetWest Funds, TCW Funds and TCW Alternative Funds, TCW manages one of the largest mutual fund complexes in the U.S. TCW’s clients include many of the world’s largest corporate and public pension plans, financial institutions, endowments and foundations, as well as financial advisors and high net worth individuals.

    For more information, please visit www.TCW.com. To see TCW career opportunities, please visit the TCW website under About TCW / Careers.