ABOUT PENN MUTUAL
Penn Mutual is committed to helping people live life with confidence. At the heart of this purpose is the belief that life insurance is central to a sound financial plan. Through our network of trusted advisers, we are dedicated to helping individuals, families and businesses achieve their dreams. Penn Mutual supports its advisers with retirement and investment services through Hornor, Townsend & Kent, LLC (“HTK”), Broker-Dealer and Registered Investment Advisor. Member FINRA/SIPC. We are proud to work together in a values-driven and relationship-based culture.
POSITION OVERVIEW
This position is responsible for providing administrative and project support to the regulatory compliance program Hornor, Townsend & Kent, LLC. The individual will be responsible for assisting Compliance personnel with various compliance projects. This will be an excellent opportunity to “learn the ropes” through a broad based exposure to various compliance functions and gain invaluable experience working in a high tempo, values-oriented team culture.
RESPONSIBILITIES
Required Skills
Required Experience
EDUCATION/LICENSES/PROFESSIONAL DESIGNATIONS
ALL ASSOCIATES EXEMPLIFY OUR PENN MUTUAL VALUES:
ACTING WITH INTEGRITY—We have the conscious intention to do the right thing.
RESPECTING ONE ANOTHER—We see each other’s distinctiveness as a valued asset.
FOCUSING ON RELATIONSHIPS—We foster meaningful connections with others.
SUSTAINING OUR LEGACY—We are trusted guardians for what we promise.
A SHARED SENSE OF BELONGING—We evoke our place as part of a world that we influence and influences us.
FOR LEADERSHIP ROLES WITHIN PENN MUTUAL, WE BELIEVE THE BELOW CHARACTERISTICS ARE ESSENTIAL:
EXECUTION FOCUSED – “Gets it done” and drives progress and results towards strategic objectives.
STRATEGIC – “Sees the big picture and challenges boundaries, takes risks and innovates to execute and advance Penn Mutual’s strategy.
AUTHENTIC – “Keeps it real” and is principled, transparent, trustworthy and accountable.
DECISIVE – “Makes the call” and demonstrates courage, confidence and a bias for action.
EMPOWERING – “Develops people” and sets clear expectations, delegates effectively and encourages risk taking.
INFLUENTIAL – “Sets the tone” and inspires, motivates and persuades others through their decisions and actions.
PENN MUTUAL IS COMMITTED TO EQUAL EMPLOYMENT OPPORTUNITY (EEO). WE PROVIDE EMPLOYMENT AND ADVANCEMENT OPPORTUNITIES TO ALL QUALIFIED APPLICANTS AND ASSOCIATES, ACCORDING TO APPLICABLE LAWS. THIS IS REFLECTED IN OUR PRACTICES FOR HIRING, PLACEMENT, PROMOTION, TRANSFER, DEMOTION, LAYOFF, TERMINATION, RECRUITMENT, COMPENSATION, SELECTION OR TRAINING, AND ALL OTHER TERMS AND CONDITIONS OF EMPLOYMENT. ALL EMPLOYMENT-RELATED DECISIONS AND PRACTICES ARE FREE FROM UNLAWFUL DISCRIMINATION. THIS INCLUDES: RACE, CREED, COLOR, NATIONAL ORIGIN, ANCESTRY, CITIZENSHIP AGE, GENDER (INCLUDING PREGNANCY), SEXUAL ORIENTATION, GENDER IDENTITY OR EXPRESSION, DOMESTIC PARTNERSHIP OR CIVIL UNION STATUS, MARITAL STATUS, GENETIC INFORMATION, DISABILITY, RELIGIOUS OBSERVANCE OR PRACTICE, LIABILITY, VETERAN STATUS OR ANY OTHER CLASSIFICATION PROTECTED UNDER APPLICABLE LAW.
LEADERS MAY, AT THEIR DISCRETION, CHANGE THE RESPONSIBILITIES IN THIS POSITION DESCRIPTION AT ANY TIME DUE TO REASONABLE ACCOMMODATION AND/OR OTHER BUSINESS REASONS.