Job Description

Apella Capital, LLC is an investment advisory firm registered with the Securities and Exchange Commission. We are a rapidly growing firm building a national footprint. We are interested in expanding our client service team with a highly motivated and dedicated individual focused on providing exceptional service to our advisors and clients. This person should be an enthusiastic problem solver with strong communication skills, who can multi-task and work in a team environment.

RESPONSIBILITIES:

• Manage day to day model portfolio trading for multiple offices/financial advisors using trading software
• Monitor daily inflows and outflows and invest deposits as necessary
• Rebalance accounts and create appropriate cash as necessary
• Recommend tax efficient portfolio adjustments using a subset of investment model allocations as provided by the firm
• Utilize portfolio management and trading software to produce trade recommendations and drive portfolio allocation decisions
• Create manual trade recommendations without the use of trading software when needed
• Analyze client and prospect portfolios and provide recommendations to achieve a broadly diversified investment strategy aligning with the firm’s investment philosophy.
• Provide insight on financial markets
• Provide operational and administrative support to team of Financial Advisors and Planners
• Provide a high level of service to our firm’s clients
• Establish and maintain organized files and records in adherence with compliance requirements
• Plan and/or attend meetings as requested by the Advisors
• Assist with projects as needed
• Perform other duties as assigned.

REQUIREMENTS:

• Bachelor’s Degree preferred in a finance, economics or finance related program and /or 2+ years of related wealth management operations experience
• FINRA Series 65 a plus
• Knowledge of mutual funds, ETF’s and other investment instruments
• Knowledge of investment vehicles and the assets that can be held in them
• Knowledge of tax consequences as it relates to trading in investment vehicles
• Proficient in Microsoft Office, Excel and other analytical tools
• Strong technical knowledge and ability to quickly learn new technology systems
• Excellent written and oral communication skills; strong listening skills; professional demeanor
• Strong organizational, prioritization and project management skills
• Ability to multi-task and manage time effectively in a fast-paced environment without sacrificing quality of work
• Ability to work independently and as part of a team
• Ability to learn and adapt quickly to multiple technology platforms

Apella Capital offers competitive salaries and benefits to full time employees (30 hours per week or more) that include Medical, Dental, Life Insurance, Short and Long Term Disability, 401k, Vision, Medical and Dependent Care Flexible Spending Accounts, Voluntary Life Insurance, Paid Time Off, Education Assistance and the opportunity to work in an exciting, fast paced environment.

Company Description

Apella is headquartered in CT with offices across the country including MA, RI, NY, TN, TX, GA, CA, OR and WA. As Apella continues to grow it offers clients, employees and advisors a unique experience by taking a team approach to offering the highest quality of service. We get to know our clients very well and use that knowledge to create customized financial, investment and tax plans, and manage their investments.