JOB DESCRIPTION

Location

You will be based in Boston, MA.

Team and Reporting Line

You will be a part of Arabesque's Legal and Compliance team, and you will report directly to the General Counsel and Chief Compliance Officer.

Summary of Role

You will be in charge of Compliance for all Arabesque's U.S. operations. You will bring expertise to maintaining the firm's compliance with all applicable U.S. regulations.

Who This Role Will Suit

Someone with strong relevant experience, who has either performed a similar function before, or who feels ready to make the move to a position of this type. We welcome ambitious people who want to embrace responsibility.

Your Experience

You will have a background in Compliance in the U.S. asset management sector, and be comfortable managing the Compliance requirements for ‘40 Act funds, private placements, segregated managed accounts, and similar investments.

Who We Are Looking For

We hire staff who are passionate about growing a business, who want to contribute and make their mark, who see themselves as a business-owner rather than an employee, who bring an entrepreneurial energy and spirit to building a business we can all proud of.

Day-to-Day Work

You will:

• Work closely with the General Counsel and Chief Compliance Officer to maintain, enhance, and oversee Arabesque's Compliance operations in the U.S. 

• Enhance and maintain all appropriate Compliance frameworks for the group's activities in the U.S. 

• Enhance and maintain all appropriate Compliance processes, policies, and procedures for the group's activities in the U.S. 

• Ensure that all client and public communications are in line with all relevant regulations 

• Together with the General Counsel and Chief Compliance Officer manage all interaction and communications with the SEC and other relevant U.S. regulatory bodies 

• Manage all U.S. regulatory reporting

• Contribute your expertise to new product development 

• Meet with clients and their Compliance teams in the U.S. to present to them Arabesque's Compliance infrastructure 

• Identify areas for improvement and implement those improvements

Your Personality

You will be:

• Highly articulate in person and on paper 

• Highly driven 

• A high achiever 

• Of high integrity

You will have:

• A strong academic background 

• A strong background in an SEC-regulated asset management environment 

• A strong understanding of U.S. regulations that apply to Arabesque's U.S. business operations

Our Interview Process

• Assessment of your Resumé 

• A mixture of in-person interviews in our Boston office and videocall interviews

Our Employment Priorities

Arabesque is proud to be an equal opportunities employer. At Arabesque we embrace diversity and see it as a benefit to our company. We are committed to hiring top talent regardless of race, religion, colour, national origin, sex, sexual orientation, gender identity, age, or status as an individual with a disability.