Job Description

Company Description Broadridge Financial Solutions, Inc. (BR), a $4 billion global Fintech leader and part of the S&P 500® Index, is a leading provider of investor communications and technology-driven solutions to banks, broker-dealers, asset and wealth managers and corporate issuers. At Broadridge, we do well by doing good. Our unique culture is guided by the Service-Profit Chain—the idea that success is mutual, directly connecting employee engagement, client satisfaction, and the creation of stockholder value. We enable better financial lives by powering investing, governance, and communications for our clients, their customers, and the financial services industry.Job Description In this role, the operations associate will be responsible for daily processing – which can include both sales and purchases as required by the business. The associate will be responsible for reviewing requests for sales, ensuring compliance with business rules, regulations, and guidelines and processing the sales requests in a timely manner. The associate will have an understanding the real-time trading platform utilized by the business to execute trades. The associate will be responsible for ensuring share delivery on a daily basis, reconciliation of all trades and trade volume and ensuring that we maintain our SLA’s. In addition, the associate can be responsible for the processing of purchase sweeps on a daily basis which included balancing cash, understanding plan rules and requirements, review of reporting, submission of wire requests, movement of shares, and requesting executions of purchase trades, and submitting request for statement runs. Purchases are done for both voluntary cash as well as dividend reinvestment and can be both open market and issuance – in this role, the associate would have a thorough understanding of both. The associate will be responsible for the day to day activities related to both purchase and sale processing and will be required to have an understanding of activities required for both.

· Daily processing of purchases and sales

· Problem resolution/escalations

· Assist with Special Projects

· Testing and implementing TSP initiatives

· Review and processing of requests for sales in accordance with all necessary regulations

· Balancing of cash available for purchase, reconciliation of purchase, processing the purchase sweep and ensuring proper share allocation

· Submitting requests for executions of trades as required for both purchase and sales

· Share delivery as required for both purchase and sales

· Submission of statement requests to Print Team for fulfillment

· Communication with various business partners including the Relationship Management team, Registrar, and Finance

*onsite work in Edgewood, NY is required post Covid.

Additional Information Broadridge is an equal opportunity employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, disability, age or any other protected status. "Everyone Benefits from Diversity & Inclusion. Diverse & Inclusive Teams Drive Growth." US applicants: Click here to view the "EEO is the Law" poster. If you are a qualified individual with a disability or a disabled veteran, you may request a reasonable accommodation in the event you are unable or limited in your ability to use or access the Company’s career webpage as a result of your disability. You may request a reasonable accommodation(s) by calling 888-237-7769 or by sending an email to BRcareers@broadridge.com