Benefits:

Flexible schedule

Opportunity for advancement

Paid time off

Training & development

Compliance Exchange Group (www.cxgllc.com) is seeking an experienced Finop for its group of companies. The Finop will report directly to the firm’s Director of Finance and Client Services.

We require a well-organized, self-motivated individual that is interested in a long-term opportunity to grow with a successful consulting and investment firm. The Finop is expected to add value, work efficiently and constantly strive to improve team performance throughout their function.

This is full-time remote position. The Finop will be required to attend daily Zoom and/or phone calls with various staff to communicate with the office and clients.

Responsibilities

Coordinating and preparing financial statements and annual audit reports

Coordinating and conducting firm audits

Assessment of current accounting operations, offering recommendations for improvement

Overseeing regulatory reporting and compliance

Researching technical accounting and broker-dealer specific guidance

Net Capital Compliance, FOCUS, SSOI, Form Custody, SIPC 6 &7 reports

FINRA examination support

Qualifications

FINRA Series 27 FINOP required

Bachelor’s degree in accounting, financial management or similar required

2+ years relevant experience

CPA a plus

Understanding of GAAP

Additional

Analytical skills

Ability to work independently

Proficiency in using Microsoft Office including Word, Excel, PowerPoint, Outlook, OneDrive, OneNote, etc

Excellent written and verbal communication

Ability to exercise sound judgement, discretion, and confidentiality in all matters involved in this position

Takes initiative

Confident and resourceful in problem solving

Consistently demonstrates added value to the firm

Hours and Benefits

100% remote

Part-time

$35-$40/hour

Flexible schedule

This is a remote position.