Job Description

Job Description

Entry Level Roles / Recent Graduates Needed ASAP

Major Investment Bank / Financial Institution located in Salt Lake City UT has a dozen + entry level finance roles for Recent College graduates. Degree is required and the roles are onsite. College degree does not have to necessarily be in business or finance. Must have bachelor's degree.

Constantin Control Associates is currently sourcing entry level candidates who are interested in launching their career with a major Financial Services firm located in the Salt Lake City UT & Dallas TX area.

These are fulltime contract/contingent positions which could evolve into permanent opportunities. These roles cover a variety of operational support groups such as accounting, trade support, trade processing, & client services, just to name a few. These roles not only provide a "foot in the door" opportunity but also provide candidates valuable on the job experience & real-world knowledge which can be an asset moving forward in one's career.

Preferred candidates are recent or soon to be college graduates who have a bachelor's degree in a Finance related discipline preferred but not required. These are NOT SALES positions.

No specific experience is required as in-depth training is provided; all positions are in office "not" remote.

FOR ADDITIONAL JON INFORAMTION YOU CAN VISIT OUR WEBSITE :

www.controlassociates.com

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AWM PW Operations - Enterprise Services - Analyst

Duties: OVERVIEW

ASSET & WEALTH MANAGEMENT (AWM)

AWM provides institutional and individual investors with investment and advisory solutions, with strategies spanning asset classes, industries, and geographies. We help our clients navigate today's dynamic markets and identify the opportunities that shape their portfolios and long-term investment goals. We extend these global capabilities to the world's leading pension plans, sovereign wealth funds, central banks, insurance companies, financial institutions, endowments, foundations, individuals, and family offices. Our Asset & Wealth Management business also invests in corporate equity and corporate debt, real estate equity, and real estate debt and infrastructure worldwide. Consisting of hundreds of professionals in multiple offices around the world, our business operates on a global platform.

PRIVATE WEALTH MANAGEMENT (PWM)

Within AWM, (PWM) specializes in creating comprehensive wealth management plans for high-net-worth individuals and families, as well as select institutions, including foundations and endowments. PWM Teams work one-on-one with clients to advise and deliver customized strategies drawn from our deep investment experience, diverse wealth management capabilities and global reach.

OUR IMPACT

The Customer Identification Program (CIP) team partners with Private Wealth Management (PWM) teams and Compliance to ensure account documentation and client/entity information fully meet regulatory requirements, country-specific policies, and internal controls standards. Our team possesses a comprehensive knowledge of legal entity types and Anti-Money Laundering (AML) risks.

YOUR IMPACT

If you are interested in using your client due diligence abilities, gaining knowledge about legal entity classifications, and staying updated on evolving regulations, we welcome you to consider applying for a role within our team. We are in search of a skilled individual to collaborate with our Private Wealth Management (PWM) teams to review, map, and refresh Anti-Money Laundering (AML)/Know Your Customer (KYC) data.

How You Will Fulfill Your Potential

 Stay informed about evolving regulatory guidelines and policies concerning Client Due Diligence (CDD), Know Your Customer (KYC), Customer Identification Program (CIP), and Anti-Money Laundering (AML), applying this knowledge to your daily tasks.

 Develop a strong business understanding, grasping the intricacies, impact, and time sensitivity of your role within the division, while maintaining compliance with CDD, KYC, CIP, and AML standards throughout your work.

 Verify and authenticate client information, legal entity agreements, and organization documents for new and existing clients, ensuring accuracy and completeness while assessing potential risks and discrepancies.

 Demonstrate the ability to constantly apply sound business judgment to prioritize requests, manage stakeholder expectations, and maintain high level of accuracy under pressure.

 Collaborate with cross-functional teams to gather and exchange relevant risk assessment information, flags, and alerts, identifying potential anomalies.

 Implement process improvements to enhance the efficiency and effectiveness of flows and procedures.

 Participate in recurring audits of existing procedures, processes, and past book of work completed.

 Collaborate with legal and compliance teams to address related inquiries and requests.

Skills:

Basic Qualifications

 Bachelor's degree required.

 Proven analytical skills, problem solving ability, and meticulous attention to detail.

 Proficiency in using software applications and tools for data entry, review, and analysis.

 Aptitude for building relationships and ability to communicate complex issues to a wide array of stakeholders with differing levels of product experience.

 Self-motivated and proactive team player who takes ownership and accountability of projects, has strong organizational skills as well as the ability to effectively manage competing priorities.

 Understanding of the importance of ethical conduct and maintaining confidentiality in dealing with client data.

 Flexible and able to work well under pressure, managing high volumes while collaborating with a global team.

Keywords:

Education:  Bachelor's degree required.

Skills and Experience:

of Positions: 2

Please contact:

Frank Galante

Sr. Executive Recruiter

fgalante@controlassociates.com

Office: 201-377-7649

Mobile: 732-921-0204

Fax: 201-217-0837

Company Description

Top Management Consulting and Recruiting Firm Specializing in Financial Services

Company Description

Top Management Consulting and Recruiting Firm Specializing in Financial Services