A global technology, marketing, and services company seeks a Chief Compliance Officer to join their Aliso Viejo team.This position will be primarily responsible for creating and implementing the overall compliance strategy for the Company as well asonboarding new Strategic Partner Programs with the goal of maintaining compliance with federal and state lending regulations.
Responsibilities:
- Create and implement new Compliance Management System that follows regulatory guidelines and banking partner standards
- Develop and execute the annual CMS plan to ensure the Company is in compliance with the regulatory standards
- Identify potential areas of compliance vulnerability and risk
- Manage all reporting obligations to Company’s banking partner and other reporting agencies
- Report to Executive Management and inform support teams of key developments related to regulatory compliance and determine the impact of those developments to the Company
- Ensure that Company business practices, policies, procedures, loan pricing, origination software systems, marketing materials, customer correspondence, documents and disclosures comply with federal and state regulations and bank partner requirements
Qualifications
- Firm understanding and proven ability to execute & deliver a CMS program
- Bachelor's degree and minimum of 10 years of regulatory compliance experience
- Direct experience dealing with regulators (FDIC, various state’s Department of Financial Institutions) is highly desired
- Strong working knowledge of federal and state lending laws
- Strong knowledge of AML/BSA guidelines and requirements
- Excellent ability to analyze and interpret legal and statutory materials as well as state and federal regulations
- Master’s Degree and minimum of 5 years of regulatory compliance experience