Daily interaction with clients, custodians, agents, and other business groups including the operations and accounting teams
Responsible for handling moderately intricate to extremely complex corporate action events across multiple counterparts
Receipt of custodian announcements, the scrubbing/comparison of data, and the notification of corporate action events to a specific client.
For all voluntary events, you would be responsible for soliciting and receiving responses from the Front Office and for submitting these instructions to the various custodians prior to their deadline dates
Responsible for submitting proxies on behalf of the front office
Will work on multiple internal systems, as well as other custodian proprietary online systems, to perform the above functions
Responsible for reviewing file folders for completion and compliance with operating procedures and execution of risk controls
Identifying and investigating corporate actions using relevant market information
Ongoing maintenance of Security Master T&C and UDF’s across all Sec Master Platforms (includes but are not limited to below security types):