Job Description

Grow your career with a growing organization

Whether they’re helping people reach their long-term financial goals or providing personal wealth management strategies, every associate contributes to changing the lives of those we serve for the better. When it comes to job satisfaction, that’s hard to beat. And from a personal satisfaction perspective, you’ll enjoy the freedom to support causes that matter to you and experience a truly inclusive work environment. Your future starts now.

The Compliance Analyst is responsible for the successful retirement plan compliance management and delivery of compliance services for block of business. Understands regulation requirements for compliance services, participates training, communication of compliance administration topics to clients.

What you will do

• Compliance management process including annual census processing, annual testing, preparation of the IRS Form 5500, uploading contributions, research, communication and presentation of qualified plan administration topics to clients

• Participate in training, communication of compliance administration topics to clients and institutional business partners

• Maintain all systems related to assigned block of business, including Compliance Access Database, Excel tracking spreadsheets, testing and government forms preparation software

• Assist with the development and maintenance of the specific compliance systems and tools for compliance department

• Serve as committee leader to establish department level procedures

• Oversee compliance and consulting service model to a block of business

• Department lead for any ongoing and/or specific company initiatives or system enhancement

What you will bring

• Bachelor’s degree in Business, Finance or equivalent work experience

• 2 years of compliance experience or equivalent work experience in related field

• 2 years of experience working with retirement plans

• Full knowledge of own area of functional responsibility related to compliance services

What will set you apart

• Excellent customer service skills

• Advanced Excel and working knowledge of Access

Applicants must be authorized to work for any employer in the U.S. We are unable to sponsor or take over sponsorship of an employment visa at this time, including CPT/OPT.

What we offer you

We offer an array of diverse and inclusive benefits regardless of where you are in your career. We believe that providing our employees with the means to lead healthy balanced lives results in the best possible work performance.

• Medical, dental, vision and life insurance
• Retirement savings – 401(k) plan with generous company matching contributions (up to 6%), financial advisory services, potential company discretionary contribution, and a broad investment lineup
• Tuition reimbursement up to $5,250/year
• Business-casual environment that includes the option to wear jeans
• Generous paid time off upon hire – including a paid time off program plus ten paid company holidays and three floating holidays each calendar year
• Paid volunteer time — 16 hours per calendar year
• Leave of absence programs – including paid parental leave, paid short- and long-term disability, and Family and Medical Leave (FMLA)
• Business Resource Groups (BRGs) - internal networks that rally around common interest, experiences and identities such as race, ethnicity, gender, ability, military status and sexual orientation. BRGs play a vital role in educating and engaging our people and advancing our business priorities.

_ Base Salary Range_

$61,800.00 - $87,375.00

The salary range above shows the typical minimum to maximum base salary range for this position in the location listed. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending on individual performance. Actual compensation offered may vary from posted hiring range based upon geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer.

Equal opportunity employer • Drug-free workplace

We are an equal opportunity employer with a commitment to diversity. All individuals, regardless of personal characteristics, are encouraged to apply. All qualified applicants will receive consideration for employment without regard to age (40 and over), race, color, national origin, ancestry, sex, sexual orientation, gender, gender identity, gender expression, marital status, pregnancy, religion, physical or mental disability, military or veteran status, genetic information, or any other status protected by applicable state or local law.

For remote and hybrid positions you will be required to provide reliable high-speed internet with a wired connection as well as a place in your home to work with limited disruption. You must have reliable connectivity from an internet service provider that is fiber, cable or DSL internet. Other necessary computer equipment, will be provided. You may be required to work in the office if you do not have an adequate home work environment and the required internet connection.

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Workplace Flexibility: