With local offices in Manhattan and Staten Island, we represent a diversified family of financial services companies. Thoroughbred Advisors is a growing force, and we believe that family, friends, and the experiences we share make life worth living. Thoroughbred Advisors offers a unique independence regarding access to services and resources, in addition to independence of thought, and the development and transfer of knowledge, all delivered within a relationship-building process that inspires action. We can teach you what you need to know to create a life for yourself and your family that you likely didn’t realize was possible through this avenue. What’s in it for you? • Thoroughbred will support candidates for both required licensure and desired additional certifications. • Top-notch training and development - priceless for those who are new to the industry, as well as seasoned professionals. • Access to thousands of products, planning tools, and behind-the-scenes support to implement each client’s tailored strategy. • Full-Time Representatives have access to W-2 employment. • Benefits include: health, vision, and dental benefits, as well as highly competitive payout percentages. • Meeting and exceeding set goals make candidates eligible to be rewarded with yearly national and international training trips. • Upside income is determined by your efforts. • Access to state-of-the-art, professional facilities with up-to-date technology for inspiring client meetings. • Control your schedule - Flexible scheduling to accommodate each individual’s life circumstances Securities, financial planning, and investment advisory services are offered solely through Registered Representatives and Investment Adviser Representatives of Equity Services, Inc. (ESI), Member FINRA/SIPC, 333 Westchester Avenue, South Building Suite 3302, White Plains, NY 10604 914.428.4000. Thoroughbred Advisors, LLC is independent of Equity Services, Inc. Candidates seeking to offer these services will need to obtain the same registrations. TC8060839(0625)3 For Recruiting Purposes Only Responsibilities: • Building a book of business on your own terms. • Cultivate and strengthen relationships with individuals, including professionals, state/municipal employees, newlyweds, families, members of the armed services, business owners, and more. • Provide comprehensive financial planning and/or focus on specific areas of need, including: Advisory Services, Retirement Analysis, Insurance, Estate Strategies, Employee Benefits, and Business Continuation Strategies. • Deliver high-quality planning, technology, and service experience to existing and growing clientele utilizing the specific Thoroughbred Advisors' Financial Planning Process. • Specific, holistic method for gauging and developing the financial wellness plans for each individual client. Qualifications: • You are dependable, competent, inquisitive, motivated, efficient, active, and accurate. • You are personable, approachable, generous, and caring, with a natural ability to connect and communicate with others and inspire others to be passionate about things you believe in. • You are likely a college graduate, but may not have majored in economics or finance, and might have little to no experience in the Financial Services Industry. • You have a track record of success in some area of your life, whether you are capped out on the earning potential of your current position or were selected as “Teacher of the Year.” • Willingness to put yourself out there Compensation: $50,000 - $500,000

• Building a book of business on your own terms. • Cultivate and strengthen relationships with individuals, including professionals, state/municipal employees, newlyweds, families, members of the armed services, business owners, and more. • Provide comprehensive financial planning and/or focus on specific areas of need, including: Advisory Services, Retirement Analysis, Insurance, Estate Strategies, Employee Benefits, and Business Continuation Strategies. • Deliver high-quality planning, technology, and service experience to existing and growing clientele utilizing the specific Thoroughbred Advisors' Financial Planning Process. • Specific, holistic method for gauging and developing the financial wellness plans for each individual client.