Executive Director: Regulatory Reporting Innovation & Transformation Lead

Shulman Fleming & Partners

Executive Director: Regulatory Reporting Innovation & Transformation Lead

New York, NY
Full Time
Paid
  • Responsibilities

    Executive Director: Regulatory Reporting Innovation & Transformation Lead

    MUST be local to New York City, Hybrid Schedule

    Salary up to $280k

    No Sponsorship Available, No Third Party Resumes

    Provide enterprise-level leadership for the design, delivery, and modernization of the firm’s regulatory reporting framework. You will be accountable for ensuring accurate, compliant regulatory reporting while driving creative, forward-looking solutions that replace traditional, manual, or fragmented approaches with scalable, automated, and defensible designs. This position serves as a senior bridge across Regulatory Policy, Finance, Risk, Treasury, Data, and Technology, setting the strategic direction for regulatory reporting transformation. You must have experience working in a Financial Services firm.

    Key Responsibilities

    • Define and own the strategic vision for IHC regulatory reporting, prioritizing innovative and scalable solutions over legacy or tactical fixes.
    • Provide executive oversight of regulatory interpretation and translate requirements into standardized, reusable, and platform-driven solutions.
    • Design and build new regulatory reporting platforms including data sourcing, calculations, rule configuration, and report production.
    • Drive reduction of manual adjustments, EUCs, and reconciliations through design-led automation and data consistency.
    • Act as the senior escalation point for regulatory reporting risks, design decisions, and delivery trade-offs.
    • Ability to think innovatively and identify more efficient, cost-effective solutions
    • Partner with senior Finance, Risk, Treasury, Compliance, Audit, Data, and Technology leaders to align reporting strategy and execution.
    • Provide executive sponsorship for Agile delivery, ensuring regulatory rigor, documentation, and controls are embedded by design.
    • Develop high-performing teams and foster a culture that challenges traditional regulatory reporting approaches while maintaining regulatory defensibility.

    Required Skills & Experience

    • Deep expertise in IHC regulatory reporting frameworks, governance, and supervisory expectations.
    • U.S. regulatory reporting
      • Strong data expertise, including data analytics, data ownership, and data product management
      • Proven experience driving innovative, non-traditional regulatory reporting solutions in highly regulated environments.
      • Solid understanding of technology, including current AI capabilities and applications
      • Proven experience leading transformation initiatives, including driving and implementing change
      • Strong executive presence with the ability to influence across Finance, Risk, and Technology without direct authority.
      • Oversight of a large team (approximately 50 total: ~25 direct reports and ~25 indirect reports)
      • Experience working with offshore and matrixed teams
      • Excellent communication skills, capable of engaging senior management and regulators.

      Nice to Have:

      • Hands-on experience in development (e.g., Developer or Business Analyst)
      • Understanding of product ownership and product management structures
      • Compensation
        $280,000 per year