Become a Financial Advisor Trainee with Thoroughbred Advisors! Who is Thoroughbred Advisors? With local offices in Latham, White Plains, and Queensbury, we represent a diversified family of financial services companies. Thoroughbred Advisors is a growing force in the Capital Region, and we believe that family, friends, and the experiences we share make life worth living. Thoroughbred Advisors offers a unique independence regarding access to services and resources, in addition to independence of thought, and the development and transfer of knowledge, all delivered within a relationship building process that inspires action. We can teach you what you need to know to create a life for yourself and your family that you likely didn’t realize was possible through this avenue. Responsibilities: Financial Advisor Trainee Responsibilities: • Cultivate and strengthen relationships with individuals, including professionals, state/municipal employees, newlyweds, families, members of the armed services, business owners, and more. • Offer comprehensive financial planning and/or focus on specific areas of need, including: Advisory Services, Retirement Analysis, Insurance, Estate Strategies, Employee Benefits, and Business Continuation Strategies. • Deliver high-quality planning, technology, and service experience to existing and growing clientele utilizing the specific Thoroughbred Advisors' Financial Planning Process. • Specific, holistic method for gauging and developing the financial wellness plans for each individual client. Qualifications: Our Desired Candidate: • You are dependable, competent, inquisitive, motivated, efficient, active, and accurate. • You are personable, approachable, generous and caring, with a natural ability to connect and communicate with others and inspire others to be passionate about things you believe in. • You are likely a college graduate but may not have majored in economics or finance, and might have little to no experience in the Financial Services Industry. • You have a track record of success in some area of your life, whether you are capped out on the earning potential of your current position or were selected as “Teacher of the Year.” What’ s in it for you? • Opportunity for support and sponsorship in the attainment of both required licensure and desired additional certifications. • Top-notch training and development that is priceless for those who are new to the industry, as well as seasoned professionals. (Mentoring and joint work opportunities are available as needed but are not mandated.) • Access to thousands of products, planning tools, and behind-the-scenes support to implement each client’s tailored strategy. • Full Time Representatives have access to W-2 employment, including; health, vision and dental benefits, as well as highly competitive pay out percentages. • Those who meet and succeed in setting goals have been rewarded with yearly national and international training trips. • Income is determined by your efforts; each representative has access to professional facilities with up-to-date technology for inspiring client meetings. • Flexible scheduling to accommodate each individual’s life circumstances Benefits: • 401(k) • Dental insurance • Flexible schedule • Health insurance • Professional development assistance • Retirement plan • Vision insurance Compensation Package: • Bonus opportunities • Commission pay • Sponsored Licensing and Training Location: Our work environment requires occasional in-office presence, so candidates must be local to Latham, NY. Securities, financial planning, and investment advisory services are offered solely through Registered Representatives and Investment Adviser Representatives of Equity Services, Inc. (ESI), Member FINRA/SIPC, 333 Westchester Avenue, South Building Suite 3302, White Plains, NY 10604, 914.428.4000. Thoroughbred Advisors, LLC is independent of Equity Services, Inc. Candidates seeking to offer these services will need to obtain the same registrations. TC7558090(0125)3 For Recruiting Purposes Only Compensation: $75,000 + at plan commission

• Financial Advisor Trainee Responsibilities: • Cultivate and strengthen relationships with individuals, including professionals, state/municipal employees, newlyweds, families, members of the armed services, business owners, and more. • Offer comprehensive financial planning and/or focus on specific areas of need, including: Advisory Services, Retirement Analysis, Insurance, Estate Strategies, Employee Benefits, and Business Continuation Strategies. • Deliver high-quality planning, technology, and service experience to existing and growing clientele utilizing the specific Thoroughbred Advisors' Financial Planning Process. • Specific, holistic method for gauging and developing the financial wellness plans for each individual client.