Job Description
We are looking for Registered Investment Advisor that will provide wealth management and investment services for our diverse clients. You will assess financial goals, advise clients and make product recommendations that best suit risk profile and investment objective. The advisor may also assist with tax preparation or general office operations.
Responsibilities
- You will meet with new clients and existing clients to handle and manage their investment accounts
- Review and analyze investment portfolios, variable, fixed and indexed annuities, and insurance policies, making suitable product recommendations for clients
- Trading and re-balancing of client portfolios as needed
- Create and monitor investment portfolio models and update as needed
- Communicate with clients, providing services in account management, technical support, and problem solving
- Preparing reports and other material for client and/or prospect meetings
- Implementation of securities trading
- Acquire and demonstrate knowledge of and adherence to regulation of securities, investments, and investment products, securities markets, and financial planning
- Carry out and provide research and analysis in detailed, consistent, and timely fashion, consistently verifying accuracy and quality of work
- Prepare correspondence, spreadsheets, and presentation materials for client meetings and communication
- Prepare client meetings for lead advisors and anticipate needs in advance of meetings
- Take notes during client meetings, complete and monitor all follow up items from those meetings
- Attend training and demonstrate knowledge and skills to identify current trends that enhance team members and the organization
- Training and/or delegating task to other support positions
- May also assist during tax season by preparing returns and /or perform special project as assigned
Desired Skills and Experience
College degree in Business, Finance or related field
3 years experience in similar position
Microsoft Office, FINRA Securities Licenses 7 and 66