Our client specializes in broker-dealer accounting, fund administration, compliance consulting, Investment Adviser Act compliance consulting, accounting and bookkeeping services within the financial services industry. RESPONSIBILITIES * Prepare monthly financial reporting * Assist in preparing weekly customer reserve calculation * Assists in preparing monthly/quarterly FINRA reporting, including balance sheet, P&L, capital report, etc * Ensure continuous compliance with all financial regulatory reporting requirements relating to SEA Rule 15c3-1 and 15c3-3; * Produce certain aspects of the daily and month end Net Capital and Customer reserve computations (SEA Rule 15c3-1 and 15c3-3) * Participate in the preparation of the monthly Focus reporting package relating to SEA Rule 15c3-1 and 15c3-3; * Liaison with regulatory examination teams and auditors during examinations and audits for the firms clients. * Assist with year-end audit activities, work with auditors to prepare annual tax filings * Ad-hoc projects as deemed necessary by management REQUIREMENTS * 5+ years working within a broker-dealer or financial services firm * Series 27 (required) *** 100% Remote **** EOE