Title: Business Analyst (Trade Surveillance)
Location: Plano, TX ( Need locals or from EST Zone Candidates only) 5 Days Onsite.
Duration : 6+ months Contract and FTE both
Full Time Onetime referral will be paid
Job Description:
Trade surveillance, or market surveillance, involves monitoring the activities of the firm and its employees to detect illegal and unethical trading practices including market manipulation, fraud, money laundering, insider trading, speculation, and unsuitable investments.
This role requires Techno functional with 80% focus on Tech part involving Data Modelling, Data Analysis, Data structures, understands Surveillance in wider scope to be able to derive logical Data patterns.
· 9 years Business & Functional Experience
· Bachelor’s Degree or equivalent work experience in Global markets and/or products
· Excellent understanding of global markets, processes, and products (Fixed Income and Commodities/Futures Options).
· Ability to handle multiple projects in a dynamic environment.
· Include systems knowledge - NASDAQ SMARTS and Actimize specializing in Reg. SHO, Reg. NMS, Market Access, Best Execution, Trade Reporting, and Market Manipulation
· Understands Front running, insider trading and market manipulation utilizing tools like the SMARTS surveillance system.
· Understands FINRA ATS, TRACE, OATS and manipulation report cards for patterns of non-compliance.
· Understands equities advisory and how the supervisory desk works to discuss surveillance findings and remediation.
Ability to test across multiple lines of business.
Extensive functional or professional knowledge
Microsoft Suite of products
Skills and Competencies:
· Effective Verbal Communication
· Business Writing and Acumen
· Acts with Courage and Conviction
· Strong Business Acumen
· Drives Operational Excellence
· Critical Thinking and Analysis
· Attention to Detail
· Strong Partnership and Influencing Skills
· Collaboration
· Time Management
· Complex Problem Solving
· Judgment and Decision Making
· May Give Feedback