DSG Capital Advisors is a fast-growing RIA looking for a detail oriented, and process-driven Investment Operations Associate to support our investment team. This individual is an integral member of the investment team by performing all investment operations functions needed to support the analysts and portfolio manager including, but not limited to, trading, trade allocations and reconciliations, running daily transaction and trade reports, performance reporting, satisfying investment compliance requirements, updating account and portfolio spreadsheets, and tracking taxfolios.
Position Responsibilities
- Numbers oriented with strong attention to detail
- Process Driven – both following established processes and work to improve their efficiency and effectiveness
- Strong verbal and written communication skills
- Highly efficient task and time management skills
- Ability to work under tight time deadlines without making errors
- Perform all day-to-day investment tracking and compliance functions
- Perform daily trading including individual stocks, bonds, money market, ETF and Treasuries
- Work daily with Investment Analysts and Portfolio Manager to execute firm’s investment goals
Qualifications
- At least 3 years previous trading experience with over 1,000 trades performed and with < 1% error rate
- Bachelor’s Degree in Finance or similar
- Series 65 or 66 licensed or ability to obtain within 90 days of starting
- Previous Experience with Performance Reporting Software (Black Diamond)
- Extensive Excel capabilities
- Authorized to work in the U.S.
Position
- Full time – hours 7:30 – 4:30, M- F
- In-office
- Exempt Position
- Benefits – medical, dental, vision, 401K, HSA
- Salary Range of $60,000 - $80,000 depending on qualifications and experience
- Bonus eligible
DSG Capital Advisors, LLC does not discriminate based on race, color, religion, sex, national origin, age, disability, or genetic information.