Licensed Client & Advisor Success Manager

Zapata Private Wealth Group

Licensed Client & Advisor Success Manager

Upland, CA
Full Time
Paid
  • Responsibilities

    Benefits:

    Employee discounts

    Health insurance

    Paid time off

    401(k)

    401(k) matching

    Bonus based on performance

    Company parties

    Competitive salary

    Opportunity for advancement

    Profit sharing

    Training & development

    Wellness resources

    Licensed Client & Advisor Success Manager

    (Bilingual Spanish | Path to Office Manager / Operations Lead)

    Location: Hybrid (Southern California preferred) or Remote (exceptional candidates only) Industry: Wealth Management / Financial Planning Licensing Required: Series 7, Series 66, Life Insurance (active) Language Requirement: Fluent Spanish & English (spoken and written)

    This Is Not an Admin Role. Read This Carefully.

    Zapata Private Wealth Group is seeking a bilingual, licensed, execution‑driven professional to serve as the operational backbone and client‑facing anchor of our firm.

    If you are soft‑spoken, passive, uncomfortable leading conversations, or prefer to work entirely behind the scenes, this role will not be a fit.

    If you:

    Speak confidently with clients

    Bring calm authority to conversations

    Are warm, professional, and directive when needed

    Take pride in follow‑through and relationship continuity

    Keep reading.

    Spanish Is Not a “Nice to Have” — It Is Core to the Role

    You will regularly:

    Communicate with Spanish‑speaking clients and households

    Confirm details, timelines, and next steps in Spanish

    Represent the firm professionally in bilingual conversations

    Ensure clarity, trust, and confidence across language barriers

    If you are not fully fluent and comfortable leading professional conversations in Spanish, do not apply.

    The Role (In Plain English)

    This role is internally known as “The Glue.”

    You are the person clients recognize, trust, and feel comfortable contacting. You are the person advisors rely on to ensure execution. You are the person leadership trusts to prevent problems, not react to them.

    If something does not involve giving financial advice, it starts with you.

    What You Will Own (Non‑Negotiable)

    Client, Advisor, & Relationship Execution

    Serve as a primary bilingual point of contact for clients

    Coordinate and execute client onboarding start‑to‑finish

    Own task management and follow‑through in Wealthbox (system of record)

    Prepare advisors for meetings (planning, estate workflow status, next steps)

    Track, close, and document all post‑meeting items

    Escalate issues before they become problems

    Clients should feel:

    “They know me. They follow up. Things get done.”

    Personality That Thrives Here (Read Carefully)

    ✅ Warm, professional, and confident ✅ Comfortable leading conversations (not just responding) ✅ Calm under pressure ✅ Naturally organized and detail‑oriented ✅ Friendly without being informal ✅ Assertive about follow‑through — without being abrasive

    🚫 Apologetic communicators 🚫 People who avoid setting expectations 🚫 Anyone uncomfortable enforcing process politely but firmly

    This role requires presence, not just competence.

    Systems You Will Use (Daily / Heavy)

    You must either already be fluent in — or be ready to master quickly:

    Wealthbox (CRM, tasks, workflows — source of truth)

    PreciseFP (client data gathering & completion tracking)

    eMoney (planning support)

    Wealth.com (estate workflow coordination)

    Jump AI (reviewing and finalizing meeting notes)

    Outlook (logged into Wealthbox)

    MyRepChat (compliant client texting)

    Zoom

    Google Drive

    RingCentral (fax)

    If systems overwhelm you, this role will not be enjoyable.

    Growth Path: Office Manager / Operations Lead

    This role is intentionally designed to grow into Office Manager / Operations Lead, adding ownership of:

    People operations & onboarding

    Payroll & HR coordination

    Licensing & registration tracking

    Compliance & OSJ coordination

    Vendors, events, and operational problem‑solving

    Acting on behalf of the CEO operationally

    You must want responsibility, not avoid it.

    What You Will NOT Do

    🚫 Give financial advice 🚫 Make investment decisions 🚫 Wait to be reminded 🚫 Let issues linger 🚫 Leave work undocumented

    How Success Is Measured

    You are succeeding when:

    Clients feel supported and confident

    Advisors never chase follow‑ups

    The CEO is not in the weeds

    Wealthbox is clean, accurate, and trusted

    Problems are handled quietly and early

    Required Qualifications

    Fluent Spanish and English (spoken and written)

    Active Series 7, Series 66, and Life Insurance license

    Experience in a Wealth Management / RIA / LPL environment strongly preferred

    Excellent written and verbal communication

    Comfort interacting directly with clients

    Strong process discipline and security awareness

    Compensation

    Remote (Exceptional): $40,000 – $60,000 base dependent on experience (commission & bonus opportunities)

    Growth path to Office Manager: (additional pay/bonus/commission)

    How to Apply (Intentional Filter)

    To apply, submit:

    Resume

    Familiarize yourself with our company, our website and our culture!

    A short cover note (English is fine) answering:

    Why this role fits how you operate

    An example of when you owned follow‑through with a client

    Confirmation of Spanish fluency and prior client use

    Generic applications will not be reviewed.

    Final Note

    This role requires:

    Execution

    Presence

    Warm authority

    Bilingual confidence

    If that excites you — we want to meet you. If it feels like too much — this role is not for you.

    Contact Zapata Private Wealth Group for more information at (909) 681-6900 & email denise@zapatawealth.com and cc service@zapatawealth.com