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Financial Advisor Sales Assistant

Scarborough Advisors LLC

Financial Advisor Sales Assistant

Annapolis, MD
Full Time
Paid
  • Responsibilities

    Position Description

    Title: Financial Advisor Sales Assistant

    Benefits: Yes

    Status: Full-Time

    Job Summary

    Scarborough Capital Management is an independent wealth management firm located in Annapolis, Maryland that provides active investment management and financial advisory services for approximately 4,000 clients around the country. We have an immediate opening for a career oriented Financial Advisor Sales Assistant. This position will provide support for an established and growing financial advisor.

    Financial Advisor Sales Assistant must be extremely professional in appearance and manner, willing to accept direction, quick to learn new things, customer service oriented, and computer savvy.

    Working hours are 8:30am to 5:00pm, Monday through Friday.

    We provide a team environment with great pay and benefits.

    Duties and Responsibilities

    The Financial Advisor Sales Assistant can expect to focus in the following areas:

    Perform general administrative and support functions for senior financial advisor.

    Work with senior financial advisor to prepare comprehensive and modular financial plans.

    Schedule and potentially participate in client meetings, phone calls and handle follow-ups.

    Work closely with the advisor to provide options, responses and information regarding the investment and financial planning of the clients.

    Prepare performance reports and appraisals.

    Organize, coordinate and maintain client paperwork.

    Handle routine matters for client accounts.

    Research and resolve client service problems or errors as needed.

    Maintain CRM systems

    Use database information for mailings and reports

    Coordinate client communications via tools such as Constant Contact and GoToMeeting

    Letter writing, mail merge, automating tasks using CRM

    Assist in event planning, marketing and development of seminar materials

    Perform miscellaneous tasks as assigned

    Qualifications

    The Advisor Assistant position typically requires the following qualifications:

    1-3 years experience in investment management and/or financial advisory services strongly preferred.

    Bachelor’s Degree in business related major.

    Series 7, 65 or other securities licenses a plus.

    Proficiency in Word, Excel and Outlook

    Detail-oriented, accurate, organized, able to set priorities

    Strong communication skills

    Self-starter, takes initiative

    Team player

    Desire/ability to work successfully in a small company environment

    Salary and Benefits

    Pay/benefits are competitive based on industry standards.

    Salary will be based on experience (50k+) and ideal candidate will grow into additional responsibilities and compensation.

    Benefits include dental, vision, health care, life insurance, 401(k), and 401(k) matching.

    Partial and/or full financial support for professional accreditation/continuing education requirements and other education/training opportunities

    Scarborough Capital Management is an Equal Opportunity Employer

    Job Type: Full-time

    Salary: From $50,000.00 per year

    Benefits:

    401(k)

    401(k) matching

    Dental insurance

    Health insurance

    Life insurance

    Paid time off

    Professional development assistance

    Vision insurance

    Schedule:

    Monday to Friday

    Ability to commute/relocate:

    Annapolis, MD 21401: Reliably commute or planning to relocate before starting work (Required)

    Education:

    Bachelor's (Preferred)

    Work Location: In person