Partner with my client, a Modern, Tech-Forward RIA

They partner with experienced, independent Financial Advisors who want to own and grow their practice without the operational drag or outdated technology that comes with doing it alone. This partnership is a fit for advisors who thrive in a remote-first, collaborative environment and want a modern fintech platform that saves 12-19 hours of manual work so they can focus on clients and growth.

To partner with my client, advisors must have at least $25M in portable, fee-based AUM that they actively manage today.

The Partnership Model
You continue to run your practice and own your client relationships. My client provides the platform, infrastructure, and support to help you scale.
At this Fintech RIA, you will:

• Own and manage client relationships while accelerating organic growth.
• Deliver high-impact financial planning and investment advice across:
  • Investment strategy and portfolio construction
  • Tax-aware planning
  • Retirement income and distribution strategies
  • Estate and legacy considerations
  • Equity compensation
  • Charitable and philanthropic planning
  • Risk management and insurance analysis
• Identify planning gaps and risks, translate complex concepts into clear recommendations, and deliver actionable financial plans.
• Build, implement, and continuously monitor long-term investment strategies.
• Coordinate with third-party specialists across tax, trust & estate, and insurance to ensure clients receive the right expertise at the right time.
• Provide feedback into their product and technology roadmap to improve advisor and client workflows.
• Support inorganic growth by participating in advisor-to-advisor conversations and integration discussions as appropriate.
  

What’s Required to Run Your Practice with them...

• A portable, fee-based book of business with $25M+ AUM that you actively advise today.
• Appropriate registration to serve as an Investment Adviser Representative (Series 65, Series 7 & 66, or equivalent).
• Strong interest in ownership, accountability, and building long-term enterprise value.
• Comfort operating in a technology-forward, fintech-enabled advisory model.
• Ability to manage multiple priorities in a fast-moving environment.
• Desire to grow without sacrificing autonomy.
  

What Makes a Strong Fit (Not Required, but Helpful)

• Experience at a technology-enabled advisory platform or fintech.
• Background advising high-net-worth households ($1M+ investable assets).
• Deep expertise in one or more planning domains (tax, equity comp, estate, retirement).
• Familiarity with modern financial planning software and planning-led workflows.
• Strong executive presence, critical thinking, and clear, proactive communication style. 
  

Bottom line
You bring the clients, advice, and vision.
My client provides the technology, operations, compliance, marketing, and support to help you scale - without giving up ownership or independence.