Job Description

We are seeking an Investment Advisor to join our team! You will deliver personalized investment solutions to help clients work toward their long-term financial goals. The ideal candidate will have a true desire to help people navigate their financial life. We are a Registered Investment Advisory firm. This is not a sales position.

RESPONSIBILITIES:

• Advise clients on investment strategies and other financial decisions
• Assess clients' assets, liabilities and overall financial conditions
• Prepare and deliver portfolio reviews to clients
• Analyze and recommend changes to portfolios
• Prepare and review Investment Plans and present to clients
• Review and complete paperwork with clients
• Oversee Client Relationship Manager
• Build relationships with new and existing client base
• Observe regulatory compliant procedures

​QUALIFICATIONS:

• Financial Advisor w/a minimum of 5 years of experience is required; CFP™ or Series 65 a plus
• Bachelor's degree in Business, Finance, Economics or related and/or equivalent combination of work experience and education is required
• A self-starter with strong written and verbal communication skills
• Ability to handle multiple projects and details simultaneously
• Self-direction, integrity, diplomacy and a clear, courteous and professional manner when interacting with team members and clients
• Ability to prioritize tasks and solve problems
• Works well independently and as part of a team

BENEFITS: competitive salary; bonus; 401(k)/profit sharing w/company match; medical benefits; PTO

PLEASE REPLY WITH YOUR RESUME AND COVER LETTER INCLUDING YOUR RESPONSE TO THE FOLLOWING QUESTIONS:

1. Explain in a brief paragraph, how you are driven and detail-oriented, doing precise work and meeting deadlines consistently.
2. Indicate your approximate salary requirement range.
3. Explain your experience working in a compliant or regulated environment
4. Indicate your level of experience with the following:​​​

• MS Office Excel, Word, PowerPoint, Publisher, Outlook, Adobe Acrobat
• CRM/Database management (Redtail)
• Ewealth Manager, eMoney or other planning software

Company Description

We are a growing financial planning firm based in Northern Dutchess County, NY, serving clients in over twenty states. We are a Registered Investment Advisory firm not affiliated with any brokerage/insurance company. In addition to financial advising and planning, Third Eye Associates specializes in working with clients going through Life Transitions. We create a safe space for clients to be heard, to explore and to navigate life changes purposefully and effectively. Our Life Planning process helps clients integrate their money and their values with the intention to live a fulfilled life.