Job Description

Wilmington Capital Securities, LLC is a registered broker-dealer and investment adviser that is looking for experienced financial professionals to join its team.

Our commitment does not just stop with the client - Wilmington Capital aims high in providing each and every employee with the highest standards of training, equipment, opportunity, and product. Opportunity is abundant at Wilmington Capital. We have ambitious recruits, seasoned brokers, strong ethics, and cutting-edge technology. We have built our firm on service, product, and a high level of dedication to our investors. We are poised to take the reigns as the premier firm in the industry and would love to have you on board with us.

If you’re looking for a change or seeking to align with a stable, dependable firm, Wilmington Capital offers what you need to maintain and expand your business.

Wilmington Capital has been in the business for over 12+ years. With our New York offices located in Garden City, Westbury and NYC, as well as offices in Maryland and North Carolina, Wilmington offers several places to work, along with the ability to establish your own independent branch office (Series 24 required).

JOB DESCRIPTION

Wilmington Capital is looking for seasoned Registered Representatives and/or Investment Advisors with an established clientele who are eager to expand their business. Ideal candidates should have over 3+ years’ experience in the industry with no reportable disclosures, and whose clients have readily-transferrable assets.Wilmington also seeks Securities Traders who transact in fixed-income securities such as U.S. Treasuries, Federal Agency, Corporate, Municipal, Asset-Backed Securities and Mortgage-Backed Securities, etc. Traders will typically serve an institutional client base consisting of asset managers, commercial bank portfolios, trust and investment departments, broker-dealers, municipalities, credit unions, corporations, pension funds, government entities and insurance companies, etc.

EXPERIENCE & REQUIREMENTS

• 3+ years’ experience in the financial services industry

• Series 7 & Series 63 required; Series 65/66 preferred

• Series 24 required to run independent branch office, OSJ, or DBA under Wilmington Capital

• Established clientele with transferrable assets

• Possesses the ability and desire to expand book of business

• A demonstrated track record of consistently meeting and/or exceeding performance expectations

• Demonstrates professionalism

• Maintains a positive attitude while dealing with daily pressures and challenges

• Adapts quickly in a changing work environment

• Ability to work independently in a team environment

• Excellent interpersonal, verbal and written communication skills

  If interested, please contact John Griffin at 212-607-2464 or e-mail resume to jgriffin@wilmingtoncap.com