Senior-level executive with strong leadership presence and unique combination of finance, operations, and technology know-how.
Location
Garden City, NY
Education
P
Pace University
September 2001 - May 2004
degree
MBA
major
Finance
C
CUNY
September 1997 - September 2000
Work Experience
N
NOMURA SECURITIES INTERNATIONAL, Inc
Executive Director, Regional Technology Business Manager
New York City, NY, United States, 10075
May 2021 - January 2023
company
NOMURA SECURITIES INTERNATIONAL, Inc
title
Executive Director, Regional Technology Business Manager
overview
Appointed to step into strategic leadership role, optimizing $250M budget and performance of U.S. franchise with 1,200 resources. Steered continuing franchise buildout, assembling new technology team by collaborating with HR to capitalizing on people analytics. Serve as key contact point to controller of firm’s audit committee, internal and external auditors, and external regulators. Report directly to regional CIO.
Played instrumental role in growing Nomura’s U.S. franchise and its global influence.
LEADERSHIP SCOPE: Accepted leadership charter SEC / CFTC PRER technology sign-off while overseeing financial change control monitoring, financial management analytics, and advice through effective use of discretionary budgets, investments, and expenditures.
REPORTING: Improved critical reporting and controls functions for entire region (including legal entity, regulatory, and product valuation).
VENDOR PARTNERSHIP: Identified and pursued opportunity to secure offshore vendor partnership, resulting in a more diversified talent base to de-risk current profile with reduced startup costs and maintain flexibility in the cost base.
N
NOMURA SECURITIES INTERNATIONAL, Inc
Executive Director, Global Market Technology Business Manager
New York City, NY, United States, 10075
May 2016 - May 2021
N
NOMURA SECURITIES INTERNATIONAL, Inc
Vice President, Global Market Technology Business Manager
New York City, NY, United States, 10075
May 2010 - May 2016
N
NOMURA SECURITIES INTERNATIONAL, Inc
Vice President, Financial Planning and Analysis
New York City, NY, United States, 10075
November 2006 - May 2010
N
NYSE
Business Unit Controller
New York City, NY, United States, 10075
April 2005 - November 2006
Passion
Continuous learning and growing, with the opportunity to be a trusted business partner, providing solid business acumen with well developed analytical and problem-solving skills.
Skills
Technical skills
javascriptpython
Skills
Microsoft ExcelMicrosoft OfficeMicrosoft SuitesMicrosoft Visual Studio C++Microsoft WordPeopleSoft