Erik Mikos

Bachelor's

Business Administration

Finance

CITI Bank

Business Controls and Supervision

- Getzville, NY - Conduct Risk Metrics, 04/2016 - Present - Construct, analyze and deliver Conduct Risk Metric trend analysis, to all stakeholders including senior levels of MSS businesses, designated markets employees, senior management regime, remote booking agents and regional product heads varying degrees of analysis and personalized reporting - Composed report with the Head of Markets Conduct Risk and team to analyze and explain trends, patterns, identify key indicators, perform trend analysis, identify linkages and connections between various metrics within the conduct space and the Market Conduct Issue Tracker (MCIT) which was presented to board of directors - Produce, analysis, package metrics based on the audience and purpose of various governance meetings i.e. Markets Senior Executive oversight commit (MSEOC), Business Risk, Compliance and Control Committee (BRCC), MCIT oversight Committee - Constructed a detailed plan to buildout source data requirements to support the metrics development and standardization, along with working with the stakeholders on Conduct Metrics enhancements and deployment - Pivotal in the design, development and deployment of the Conduct Risk Metrics reporting program, along with closing serval corrective action plans (CAPS) surrounding the reporting process by delivering Conduct metrics & standardization across Conduct teams (1LOD Risk Framework, Transaction Monitoring, Supervision, E-Trading Risk & Control, Benchmark, Auction, COI etc - Currently working to support, develop and feed Conduct metrics into MSS Risk Appetite Statement - Developed support and enhanced level of engagement with the business & technology in development, implementing and maintaining Conduct risk Metrics Dashboard - Initiated enhancements of the existing metrics to meet the Conduct team requirements and the Market Conduct Risk Taxonomy (MCRT) requirements, utilizing metric design, development and deployment experience