Michelle da Luz

Bachelor's

Business Administration

Corporate Finance

Broadmark Asset Management

Director of Investment Operations

- I reported to the COO, worked with executive management and led the operations team in the oversight of - Operations Management: Supervised all daily operational tasks, ensuring seamless integration and efficiency with trading, compliance, and portfolio management functions - Product Onboarding and Integration: Managed the operational onboarding of all liquid alternative - Compliance & Regulatory: Operationalized regulatory rules, strategy parameters and client mandates to ensure compliance adherence and mitigate risks within the order management system (OMS - Assisted with SEC and NFA regulatory examinations. Managed regulatory filings including data - Process Improvement: Led strategic initiatives to streamline trading and operational and reporting - Relationship Management: Cultivated relationships with custodian banks, fund administrators, prime - Reporting: Managed data collection and reporting for end of day reports, regulatory filings, investment - Technology Integration: Oversaw the adoption and optimization of the firm's OMS (Eze) and the portfolio accounting system (Advent APX), ensuring seamless integration with the existing execution - Key Accomplishments - Built a scalable operations team infrastructure, accommodating increased diversity and funds - Realized an 87% cost savings - Streamlined operations by transitioning to an industry-standard OMS and upgraded portfolio - Director of Investment Operations Key Accomplishments - Realized $50,000 in annual savings by conceptualizing and implementing a custom in-house reporting - Spearheaded the operational transition of mutual fund management within a tight two-month - Served on the firm's Compliance, Valuation, Best Execution and new Business Committees and collaborated on the drafting, reviewing and implementing of policies and procedures on compliance, risk