Tyler Brown

About Me

I am a self-motivated and progress-driven Entrepreneur. I have developed and executed strategies which I believe will bring value to any firm.

Location

New York City, NY
Education
    New York University
    January 2020 - December 2021
    degree
    Master's
    major
    Finance
    Fordham University
Work Experience
    Guggenheim Partners
    Compliance Associate
    New York, NY, US
    July 2018 - present
    company
    Guggenheim Partners
    title
    Compliance Associate
    overview
    - Review outside business activities and private investments made by over 2,000 employees to ensure firm and FINRA rule 3270 - Assisting central compliance with projects involving personal account statement tracking, pre-clearance and reconciliation to ensure FINRA rule 3210 compliance - Create and disseminate clear and concise workflow procedures for job functions preformed to a team of seven individuals, using - Microsoft Word - Provide analysis on companies with firm involvement against private investments and outside business activities disclosed by - Analyze data with over 35,000 inquiries to create detailed reports containing formulas and macros
    Liinks Group, Inc
    Founder and Chief Executive Officer
    New York, NY, US
    April 2017 - present
    Guggenheim Securities
    Regulatory Compliance Analyst - Veteran Associate
    New York, NY, US
    June 2017 - July 2018
    United States Navy
    Work Center Supervisor - Kings Bay Naval Submarine Base
    February 2013 - April 2016